***十六项措施全力支持科技企业高水平发展(zheng jian hui shi liu xiang cuo shi quan li zhi chi ke ji qi ye gao shui ping fa zhan)

证zhèng券quàn时shí报bào记jì者zhě 程chéng丹dān

4月yuè19日rì，中zhōng国guó证zhèng监jiān会huì制zhì定dìng发fā布bù了le《资zī本běn市shì场chǎng服fú务wù科kē技jì企qǐ业yè高gāo水shuǐ平píng发fā展zhǎn的de十shí六liù项xiàng措cuò施shī》（以yǐ下xià简jiǎn称chēng《措cuò施shī》），从cóng上shàng市shì融róng资zī、并bìng购gòu重zhòng组zǔ、债zhài券quàn发fā行xíng、私sī募mù投tóu资zī等děng全quán方fāng位wèi对duì科kē技jì企qǐ业yè提tí供gōng支zhī持chí性xìng举jǔ措cuò，进jìn一yī步bù健jiàn全quán资zī本běn市shì场chǎng功gōng能néng，促cù进jìn新xīn质zhì生shēng产chǎn力lì发fā展zhǎn。

《措cuò施shī》明míng确què，优yōu先xiān支zhī持chí突tū破pò关guān键jiàn核hé心xīn技jì术shù的de科kē技jì型xíng企qǐ业yè上shàng市shì融róng资zī、并bìng购gòu重zhòng组zǔ、发fā行xíng债zhài券quàn，健jiàn全quán全quán链liàn条tiáo“绿lǜ色sè通tōng道dào”机jī制zhì。支zhī持chí科kē技jì型xíng企qǐ业yè上shàng市shì前qián设shè立lì股gǔ权quán激jī励lì计jì划huà，上shàng市shì后hòu持chí续xù实shí施shī激jī励lì，鼓gǔ励lì把bǎ核hé心xīn技jì术shù人rén员yuán纳nà入rù激jī励lì范fàn围wéi。研yán究jiū优yōu化huà科kē技jì型xíng企qǐ业yè股gǔ权quán激jī励lì的de方fāng式shì、对duì象xiàng及jí定dìng价jià原yuán则zé，简jiǎn化huà股gǔ权quán激jī励lì的de实shí施shī程chéng序xù，尽jǐn快kuài推tuī出chū股gǔ权quán激jī励lì实shí施shī过guò程chéng中zhōng短duǎn线xiàn交jiāo易yì的de豁huō免miǎn规guī定dìng，更gèng好hǎo发fā挥huī股gǔ权quán激jī励lì作zuò用yòng。

在zài发fā行xíng方fāng面miàn，《措cuò施shī》指zhǐ出chū，科kē学xué合hé理lǐ保bǎo持chí新xīn股gǔ发fā行xíng常cháng态tài化huà，发fā挥huī发fā行xíng监jiān管guǎn条tiáo线xiàn合hé力lì，持chí续xù提tí升shēng审shěn核hé效xiào率lǜ和hé透tòu明míng度dù，满mǎn足zú不bù同tóng类lèi型xíng、不bù同tóng发fā展zhǎn阶jiē段duàn科kē技jì型xíng企qǐ业yè的de融róng资zī需xū求qiú。优yōu化huà科kē技jì型xíng企qǐ业yè上shàng市shì融róng资zī环huán境jìng。依yī法fǎ依yī规guī支zhī持chí具jù有yǒu关guān键jiàn核hé心xīn技jì术shù、市shì场chǎng潜qián力lì大dà、科kē创chuàng属shǔ性xìng突tū出chū的de优yōu质zhì未wèi盈yíng利lì科kē技jì型xíng企qǐ业yè上shàng市shì。进jìn一yī步bù推tuī动dòng各gè类lèi中zhōng长zhǎng期qī资zī金jīn加jiā大dà权quán益yì类lèi资zī产chǎn配pèi置zhì。支zhī持chí科kē技jì型xíng企qǐ业yè依yī法fǎ依yī规guī境jìng外wài上shàng市shì，落luò实shí好hǎo境jìng外wài上shàng市shì备bèi案àn管guǎn理lǐ制zhì度dù，更gèng好hǎo支zhī持chí科kē技jì型xíng企qǐ业yè境jìng外wài上shàng市shì融róng资zī发fā展zhǎn。

同tóng时shí，出chū台tái主zhǔ板bǎn板bǎn块kuài定dìng位wèi规guī则zé，突tū出chū具jù有yǒu行xíng业yè代dài表biǎo性xìng的de“大dà盘pán蓝lán筹chóu”特tè色sè。科kē创chuàng板bǎn坚jiān持chí“硬yìng科kē技jì”定dìng位wèi，创chuàng业yè板bǎn服fú务wù成chéng长zhǎng型xíng创chuàng新xīn创chuàng业yè企qǐ业yè，突tū出chū科kē创chuàng板bǎn、创chuàng业yè板bǎn定dìng位wèi，设shè定dìng申shēn报bào规guī模mó上shàng限xiàn，更gèng加jiā精jīng准zhǔn服fú务wù早zǎo期qī科kē技jì型xíng企qǐ业yè。加jiā强qiáng辅fǔ导dǎo验yàn收shōu、受shòu理lǐ、审shěn核hé、注zhù册cè各gè环huán节jié对duì板bǎn块kuài定dìng位wèi把bǎ关guān，优yōu化huà新xīn上shàng市shì企qǐ业yè结jié构gòu。提tí高gāo北běi交jiāo所suǒ市shì场chǎng准zhǔn入rù包bāo容róng度dù，推tuī出chū北běi交jiāo所suǒ上shàng市shì公gōng司sī公gōng开kāi发fā行xíng可kě转zhuǎn债zhài机jī制zhì，引yǐn导dǎo各gè类lèi中zhōng长zhǎng期qī资zī金jīn积jī极jí参cān与yǔ北běi交jiāo所suǒ，研yán究jiū丰fēng富fù北běi交jiāo所suǒ指zhǐ数shù基jī金jīn与yǔ特tè色sè产chǎn品pǐn。

在zài再zài融róng资zī方fāng面miàn，《措cuò施shī》明míng确què，支zhī持chí创chuàng业yè板bǎn成chéng长zhǎng型xíng创chuàng新xīn创chuàng业yè企qǐ业yè发fā展zhǎn，积jī极jí研yán究jiū更gèng多duō满mǎn足zú科kē技jì型xíng企qǐ业yè需xū求qiú的de融róng资zī品pǐn种zhǒng和hé方fāng式shì，研yán究jiū建jiàn立lì科kē创chuàng板bǎn、创chuàng业yè板bǎn储chǔ架jià发fā行xíng制zhì度dù。提tí升shēng再zài融róng资zī的de有yǒu效xiào性xìng和hé便biàn利lì性xìng，引yǐn导dǎo上shàng市shì公gōng司sī将jiāng募mù集jí资zī金jīn投tóu向xiàng符fú合hé国guó家jiā经jīng济jì发fā展zhǎn战zhàn略lüè和hé产chǎn业yè导dǎo向xiàng的de相xiāng关guān领lǐng域yù。在zài并bìng购gòu重zhòng组zǔ领lǐng域yù，《措cuò施shī》指zhǐ出chū，持chí续xù深shēn化huà并bìng购gòu重zhòng组zǔ市shì场chǎng化huà改gǎi革gé，制zhì定dìng定dìng向xiàng可kě转zhuǎn债zhài重zhòng组zǔ规guī则zé，优yōu化huà小xiǎo额é快kuài速sù审shěn核hé机jī制zhì，适shì当dāng提tí高gāo轻qīng资zī产chǎn科kē技jì型xíng企qǐ业yè重zhòng组zǔ估gū值zhí包bāo容róng性xìng，支zhī持chí科kē技jì型xíng企qǐ业yè综zōng合hé运yùn用yòng股gǔ份fèn、定dìng向xiàng可kě转zhuǎn债zhài、现xiàn金jīn等děng各gè类lèi支zhī付fù工gōng具jù实shí施shī重zhòng组zǔ，助zhù力lì科kē技jì型xíng企qǐ业yè提tí质zhì增zēng效xiào、做zuò优yōu做zuò强qiáng。

《措cuò施shī》要yào求qiú加jiā强qiáng债zhài券quàn市shì场chǎng的de精jīng准zhǔn支zhī持chí。推tuī动dòng科kē技jì创chuàng新xīn公gōng司sī债zhài券quàn高gāo质zhì量liàng发fā展zhǎn，重zhòng点diǎn支zhī持chí高gāo新xīn技jì术shù和hé战zhàn略lüè性xìng新xīn兴xìng产chǎn业yè企qǐ业yè债zhài券quàn融róng资zī，鼓gǔ励lì政zhèng策cè性xìng机jī构gòu和hé市shì场chǎng机jī构gòu为wèi民mín营yíng科kē技jì型xíng企qǐ业yè发fā行xíng科kē创chuàng债zhài券quàn融róng资zī提tí供gōng增zēng信xìn支zhī持chí。完wán善shàn私sī募mù基jī金jīn监jiān管guǎn办bàn法fǎ，丰fēng富fù产chǎn品pǐn类lèi型xíng，推tuī动dòng母mǔ基jī金jīn发fā展zhǎn，发fā挥huī私sī募mù股gǔ权quán创chuàng投tóu基jī金jīn促cù进jìn科kē技jì型xíng企qǐ业yè成chéng长zhǎng作zuò用yòng。落luò实shí私sī募mù基jī金jīn“反fǎn向xiàng挂guà钩gōu”政zhèng策cè，扩kuò大dà私sī募mù股gǔ权quán创chuàng投tóu基jī金jīn向xiàng投tóu资zī者zhě实shí物wù分fēn配pèi股gǔ票piào试shì点diǎn、份fèn额é转zhuǎn让ràng试shì点diǎn，拓tà宽kuān退tuì出chū渠qú道dào，促cù进jìn“投tóu资zī―退tuì出chū―再zài投tóu资zī”良liáng性xìng循xún环huán。

《措cuò施shī》还hái提tí出chū，完wán善shàn支zhī持chí科kē技jì创chuàng新xīn的de配pèi套tào制zhì度dù。加jiā大dà金jīn融róng产chǎn品pǐn创chuàng新xīn力lì度dù，督dū促cù证zhèng券quàn公gōng司sī提tí升shēng服fú务wù科kē技jì创chuàng新xīn能néng力lì。践jiàn行xíng“开kāi门mén搞gǎo审shěn核hé”理lǐ念niàn，优yōu化huà科kē技jì型xíng企qǐ业yè服fú务wù机jī制zhì。

证zhèng监jiān会huì表biǎo示shì，下xià一yī步bù将jiāng按àn照zhào稳wěn中zhōng求qiú进jìn工gōng作zuò总zǒng基jī调diào，加jiā强qiáng组zǔ织zhī实shí施shī和hé统tǒng筹chóu协xié调diào，督dū促cù各gè项xiàng制zhì度dù工gōng作zuò措cuò施shī落luò地dì落luò实shí落luò细xì，实shí行xíng动dòng态tài监jiān测cè、定dìng期qī开kāi展zhǎn评píng估gū，适shì时shí优yōu化huà有yǒu关guān措cuò施shī安ān排pái。